来源:滚动播报
证监会决定对财通证券采取警示函措施,指出该公司存在债券内控机制执行不到位、承销尽调不规范以及受托管理履职尽责不到位等违规行为。这些行为违反了多项相关规定,证监会依据相关法规采取了行政监管措施。(证监会)
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