香港证监会：二季度香港基金资金净流入环比增长80%

【导读】香港证监会：二季度香港基金资金净流入环比增长80%

SFC：Hong Kong 2nd Quarter Net Fund Inflows Up 80% QoQ

中国基金报记者 郭玟君

China Fund News, Belinda Guo

根据香港证券及期货事务监察委员会（香港证监会）8月22日发表的《季度报告》，从有关资产管理、上市、发牌及虚拟资产的一系列数据可见，香港资本市场于2024年第二季在多方面取得了令人鼓舞的进展。

The Hong Kong capital markets made encouraging, broad-based progress in the second quarter of 2024 as reflected by an array of data on asset management, listing, licensing and virtual assets, according to the Quarterly Report of the Hong Kong Securities and Futures Commission (SFC) published on August 22.

4月至6月季度期间多项显著的进展，包括在香港注册成立的基金数据继续向好，截至6月底的管理资产环比增加7%，二季度内录得的净资金流入亦环比增加80%。

Among the notable developments for the quarter covering April-June, Hong Kong-domiciled funds showed continued momentum with assets under management (AUM) up 7% quarter-on-quarter (QoQ) as of end-June and net fund inflows up 80% QoQ for the quarter.

《季度报告》显示，截至6月30日，371家开放式基金型公司已获本会注册，其中季内新注册的占71家9。获注册的开放式基金型公司数目按年增加144%。为了持续推动市场发展，香港证监会与香港特区政府合作，将开放式基金型公司及房地产基金资助计划额外延长三年，直至2027年5月9日止。

According to the Quarterly Report, as at 30 June, there were 371 registered OFCs, of which 719 were newly registered in the quarter. The number of registered OFCs increased 144% year-on-year. To continue to drive market development, the SFC has worked with the HKSAR Government to extend the grant scheme for OFCs and REITs for another three years until 9 May 2027.

另一亮点是香港证监会接获的牌照申请数目增长，环比及同比分别上升3%及8%。香港证监会完成审阅的新上市申请数目亦环比增加6%。

Another bright spot was the growth of license applications received by the SFC, which rose 3% QoQ and 8% year-on-year. New listing applications the SFC cleared also increased 6% QoQ (Note 2).

至于虚拟资产方面，已在香港上市的亚洲首批六只虚拟资产现货ETF的交投保持畅顺，截至8月中的总市值为24亿元（3.1亿美元）。此外，香港证监会于季内接获17宗虚拟资产交易平台牌照申请。

On the virtual assets (VA) front, Asia’s first batch of six VA spot ETFs listed in Hong Kong have traded smoothly with a total market capitalization of $2.4 billion (US$310 million) as of mid-August. In addition, the SFC received 17 applications for virtual asset trading platform (VATP) licenses in the quarter.

香港证监会行政总裁梁凤仪女士表示：“最新的季度数据和持续的佳势，一再印证本会的策略方针见效。我们将坚定不移地促进市场的连系、创新和可持续发展，而最重要的是维护市场的廉洁，务求香港在既有的成就上再上一层楼。日后，香港证监会将继续努力不懈，确保香港资本市场保持竞争力和韧性，以应对环球的逆风、多变的趋势及突如其来的挑战。”

“The latest quarterly data and continuing trends reaffirm the SFC’s strategic approach, and we will build upon our accomplishments with steadfast commitment to market connectivity, innovation, sustainability and, above all, integrity,” said Ms Julia Leung, the SFC’s Chief Executive Officer. “Going forward, the SFC will continue with its assiduous efforts to ensure Hong Kong’s capital markets remain competitive and resilient against global headwinds, evolving trends and unforeseen challenges ahead.”

《季度报告》表示，为了确保香港市场保持国际竞争力，香港证监会参与拟定有关在恶劣天气下维持市场正常交易和其他运作的方案，而香港交易及结算所有限公司（香港交易所）将于9月下旬实施有关安排。香港证监会亦一直与香港交易所紧密合作，透过引入库存股份机制及检讨企业管治框架来强化上市市场。

According to the Quarterly Report, to ensure Hong Kong markets remain competitive internationally, the SFC participated in formulating a proposal to maintain normal market trading and other operations under severe weather, which Hong Kong Exchanges and Clearing Limited (HKEX) will put into effect in late September. It has also been working closely with HKEX to strengthen the listing market through the introduction of treasury shares regime and review of the corporate governance framework.

至于投资者保障和打击失当行为方面，香港证监会在经过具标志性意义的高等法院审讯后成功令三名人士被定罪，三人参与了组织极为严密的操纵市场计划。此外，香港证监会于季内对五名人士作出纪律处分，他们分别被暂时吊销牌照或禁止重投业界七个月至四年不等。为使公众保持防骗意识并告诫投资者提防可疑活动，香港证监会于上一季将九个实体及四项投资产品列入其警示名单。香港证监会亦推出电视和电台广告宣传，以提高公众防范投资骗局的意识，并于4月联同本港其他金融监管机构支持《保障消费者防诈骗约章2.0》，旨在协助公众防范投资骗局及数码诈骗。

On investor protection and combatting misconduct, the SFC secured the conviction of three individuals involved in a highly sophisticated market manipulation scheme following a landmark High Court jury trial. Also, the regulator disciplined five individuals in the quarter, suspending their licences or prohibiting them from entering the industry for seven months to four years. To keep the public scam-savvy and caution investors against suspicious activities, the SFC added nine entities as well as four investment products onto its alert lists last quarter. It also launched a TV commercial and radio advertising campaign to raise anti-investment scam awareness and joined other local financial regulators in April to support the Anti-Scam Consumer Protection Charter 2.0 to assist the public in guarding against investment scams and digital frauds.

编辑：小茉

审核：木鱼